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Northwest Wealth Management, LLC CRD 152816
$1.03B regulatory AUM 35 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1607 W. 18Th Street, Spencer, IA 51301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2013-11-18 |
Branch Locations
46 N Hwy 71, Arnolds Park, IA 51331 • United States
1607 W. 18Th Street, Spencer, IA 51301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Wealth Management Llc | Arnolds Park | IA | 09/2013 | Present |
| Northwest Bank | Spirit Lake | IA | 04/2012 | Present |
Northwest Bank 46 N Hwy 71 Arnolds Park, IA 51331 Bank Non-Investment Related Bank President 2012 to Present Devotes approximately 156 hours per month, 116 hours during securities trading hours Manages retail manager, mortgage and commercial bankers in Arnolds Park and Milford branches
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-18 |
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