Timothy Michael Rickard

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 12/2022
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 11/2015 → 12/2022
  Northwestern Mutual Investment Services Llc
  New York, NY
• 03/2016 → 12/2022
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 12/2022 → Present
  Mml Investors Services Llc
  New York, NY
• 12/2022 → Present
  Massmutual Life Insurance Co
  New York, NY

Other Businesses

NAME: TIMOTHY RICKARD INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE: 1/1/2016 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: LIFE, DISABILITY, LONG-TERM CARE, & HEALTH.

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-07-03

Designations

• Certified Financial Planner

Other Names

• Timothy Rickard
• Tim Rickard