Pio Asdrubal Garcia Guevara

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-07-19

TX RA
APPROVED_RES

Since 2024-07-19

Branch Locations

Zonamerica Ruta 8, Km 17,500 Edificio @ 1, Office 301, Cp 91600, Montevideo • Uruguay

Montevideo • Uruguay

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs	Montevideo		09/2013	Present

09/2013 → Present

Ubs

Montevideo

Other Businesses

unknown / n/a / Argentina / My role would be as a successor trustee. - if the trusstee becomes incapacitated i would step in. This individual is a close friend of my family and is not a UBS client. this trust is held outside of UBS. I will have no capacity to trade or advice on this trust as a successot trustee. / No / No / No / Start Date 10/10/2019

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-26

S66 Uniform Combined State Law Examination

2022-05-26

View on SEC IAPD