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Richard Charles Nolan

Morgan Stanley

Purchase, NY

CRD 6255110

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-01
CT RA APPROVED 2025-07-31
NY RA APPROVED 2025-07-31
  • TX RA
    APPROVED
    Since 2025-08-01
  • CT RA
    APPROVED
    Since 2025-07-31
  • NY RA
    APPROVED
    Since 2025-07-31

Branch Locations

2000 Westchester Avenue, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Russell Implementation Services Inc. Part Of Russell Investments Seattle WA 06/2016 07/2025
Morgan Stanley Purchase NY 07/2025 Present
  • 06/2016 → 07/2025
    Russell Implementation Services Inc. Part Of Russell Investments
    Seattle, WA
  • 07/2025 → Present
    Purchase, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-02-12
  • S63 Uniform Securities Agent State Law Examination
    2014-02-12
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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