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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-05 |
| NC | RA | APPROVED | 2024-02-19 |
Branch Locations
6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Helvea Inc. | New York | NY | 09/2014 | 08/2017 |
| Champlain Advisors, Llc | Dorado | PR | 06/2019 | 12/2019 |
| Lp Capital | New York | NY | 01/2018 | 06/2019 |
| 2Xideas Us Inc | Charlotte | NC | 01/2020 | 11/2023 |
| Foreside Fund Services, Llc | Charlotte | NC | 01/2022 | 10/2023 |
| Sabbatical | New York | NY | 09/2017 | 12/2017 |
| Morgan Stanley | Morgan Stanley | NC | 12/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 02/2024 | Present |
*580987 - Rental Property; Investment Related - Yes; New York, New York; Rental Property; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 09/2023; During Business Hours: 0; After Business Hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2022-05-13 |
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