David Sears

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-07-30
NJ	RA	APPROVED	2007-10-01

TX RA
APPROVED_RES

Since 2019-07-30
NJ RA
APPROVED

Since 2007-10-01

Branch Locations

100 Overlook Center Suite 303, Princeton, NJ 08540 • United States

Wall, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
High Quality H2O Pool Services	Wall	NJ	04/2003	Present
Ubs Financial Services Inc	Princeton	NJ	07/2007	Present

04/2003 → Present

High Quality H2O Pool Services

Wall, NJ
07/2007 → Present

Ubs Financial Services Inc

Princeton, NJ

Other Businesses

I AM A GENERAL PARTNER IN A SMALL POOL SERVICES BUSINESS. THE NAME IS HIGH QUALITY H2O POOL SERVICES, THE BUSINESS IS NOT INVESTMENT RELATED, ITS ADRESS IS P.O. 1154 WALL, NJ 07719, THE BUSINESS MAINTAINS SWIMMING POOLS, I AM CO-OWNER AND MANAGER, MY RELATIONSHIP WITH THE BUSINESS BEGAN IN APRIL OF 2003, I DEVOTE 0 HOURS A MONTH DURING TRADING HOURS. I MANAGE THE ACCOUNTS, INVENTORY, AND SCHEDULES. 2)SERV BEHAVIORAL HEALTH SYSTEMS / 20 SCOTCH RD EWING,NJ 08628 / OTHER/ OTHER BEHAVIORAL HEALTH / BEHAVIROAL HEALTH SERVICES / MEMBER OF BOARD OF DIRECTORS / / BOARD MEMBER / START DATE 4/1/2013

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-28

S66 Uniform Combined State Law Examination

2007-09-28

View on SEC IAPD