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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-17 |
| PA | RA | APPROVED | 2015-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Wyomissing | PA | 09/2014 | Present |
1. 11/5/2014: Berkshire Investment Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started - 200 Hours Per Month/8 Hours During Securities Trading. - BERKSHIRE INVESTMENT GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 200 HOURS PER MONTH -WYOMISSING, PA 2. 9/6/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Notary - Started 11/22/2016 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-03 |
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