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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-25
CA RA APPROVED 2015-12-18
  • TX RA
    APPROVED_RES
    Since 2026-06-25
  • CA RA
    APPROVED
    Since 2015-12-18

Branch Locations

29899 Agoura Rd Ste 112, Agoura Hills, CA 91301 • United States

319 E Carrillo St Ste 107, Santa Barbara, CA 93101 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Woodland Hills CA 10/2013 03/2020
Ameriprise Financial Services, Llc Agoura Hills CA 03/2020 Present
Other Businesses

Outside Employment; CrimsonCardinal LLC; Financial Planning Specialist - Analyst; Financial planning; 29899 Agoura Rd, Suite 112, Agoura Hills, CA, 91301; Not Investment-Related; 09/04/2018; 40 to 59 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-29
  • S66 Uniform Combined State Law Examination
    2015-06-29

View on SEC IAPD

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