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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-08-12
  • ME RA
    APPROVED
    Since 2025-08-12

Branch Locations

753 W River Rd., Waterville, ME 04901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2014 06/2019
Lpl Financial, Llc Waterville ME 06/2019 03/2025
Commonwealth Financial Network Waltham MA 03/2025 08/2025
Cedarwood Financial Partners Waterville ME 03/2025 08/2025
Cambridge Investment Research, Inc. Fairfield IA 08/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2025 Present
Previous Registrations
Other Businesses

1) PRIME FINANCIAL INC, 415 W River Rd, Waterville ME 04901, United States, 08/11/2025, Owner, Referrals, INV REL, 250 HR/MO - 160 HR/MO TRADING 2) MAC FINANCIAL LLC, 415 W River Rd, Waterville ME 04901, 08/2025, Owner, 1099, NIR, 1 HR/MO, 0 HR/MO TRADING. 3) CMD CONSULTING, 415 W River Rd, Waterville ME 04901, 08/2025, Owner, Insurance/Benefits/Human Resources, NIR, 5 HR/MO, 2 HR/MO TRADING. 4) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 08/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-04
  • S66 Uniform Combined State Law Examination
    2014-04-04

View on SEC IAPD

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