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Cathaleen Ann Finn

Osaic Institutions, Inc.

Grove City, PA

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-02-16
  • PA RA
    APPROVED
    Since 2023-02-16

Branch Locations

712 West Main St, Grove City, PA 16127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 09/2013 07/2017
The Huntington National Bank New Castle PA 11/2010 07/2017
Mercer County State Bank Hermitage PA 07/2017 Present
Infinex Investments, Inc. Meriden CT 04/2019 Present
  • 09/2013 → 07/2017
    The Huntington Investment Company
    Columbus, OH
  • 11/2010 → 07/2017
    The Huntington National Bank
    New Castle, PA
  • 07/2017 → Present
    Mercer County State Bank
    Hermitage, PA
  • 04/2019 → Present
    Infinex Investments, Inc.
    Meriden, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-14
S63 Uniform Securities Agent State Law Examination 2013-11-06
  • S65 Uniform Investment Adviser Law Examination
    2023-02-14
  • S63 Uniform Securities Agent State Law Examination
    2013-11-06
Other Names
  • Cathaleen Ann Myers

View on SEC IAPD

Other Firms

CONFLUENCE FINANCIAL PARTNERS
EDWARD JONES
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
NEWEDGE ADVISORS

Other Investors

TIMOTHY DAVID CASHDOLLAR
Thomas James Fitzsimmons
STEVEN R HYKES
SOPHIA COSETTE KANN
Eric William Montgomery
RANDALL JACK HOLCOMBE
DAVID OLIVER CASHDOLLAR
Craig Matthew Denman

Other Offices

CONFLUENCE FINANCIAL PARTNERS · Grove City, PA
EDWARD JONES · GROVE CITY, PA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · GROVE CITY, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Grove City, PA
EDWARD JONES · GROVE CITY, PA
CETERA INVESTMENT ADVISERS LLC · GROVE CITY, PA
EDWARD JONES · SLIPPERY ROCK, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Mercer, PA

More in Grove City, PA

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