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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2020-12-11 |
| TX | RA | APPROVED | 2020-12-11 |
Branch Locations
1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States
Oakdale, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Melville | NY | 08/2015 | 06/2017 |
| Ubs Financial Services Inc. | Jericho | NY | 06/2017 | 12/2020 |
| Ameriprise Financial Services, Llc | Hauppauge | NY | 12/2020 | Present |
Outside Employment; Certainty of Uncertainty, LLC; Employee of legal entity; compensation received from an advisor-owned entity established to manage the practice.; 1174 Veterans Memorial Hwy, , Hauppauge, NY, 11788; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-14 |
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