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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-08-31 |
| TX | RA | APPROVED_RES | 2021-07-07 |
Branch Locations
275 Grove St Ste 1W-305, Auburndale, MA 02466 • United States
Stonington, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Auburndale | MA | 06/2014 | 07/2018 |
| Ameriprise Financial Services, Llc | Auburndale | MA | 07/2018 | Present |
Outside Employment; Net Flows LLC; Associate Financial Advisor being paid through the LLC for work done at Ameriprise.; Manage advisory business; 275 Grove Street, Suite 1W-305, Auburndale, MA, 02466; Investment-Related; 01/01/2018; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-28 |
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