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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-05-17 |
Branch Locations
2000 Randolph Road, Charlotte, NC 28207 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo | Charlotte | NC | 09/2014 | 01/2019 |
| Pnc Investments | Charlotte | NC | 04/2019 | Present |
03/26/2020 / Author / Heru Asaram/Book on Amazon / Non-investment related / Hours during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-06 |
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