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Shanda Marie Bortner

Mml Investors Services, LLC

Charlotte, NC

Roanoke, VA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-02-02
NC RA APPROVED 2019-04-25
  • VA RA
    APPROVED
    Since 2024-02-02
  • NC RA
    APPROVED
    Since 2019-04-25

Branch Locations

4350 Congress Street Suite 300, Charlotte, NC 28209 • United States

Roanoke, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks, Llc Charlotte NC 08/2016 07/2017
Carroll Financial Associates Charlotte NC 08/2016 07/2017
Mml Investors Services Llc Roanoke VA 07/2017 Present
Massmutual Life Insurance Co Roanoke VA 07/2017 Present
  • 08/2016 → 07/2017
    Cetera Advisor Networks, Llc
    Charlotte, NC
  • 08/2016 → 07/2017
    Carroll Financial Associates
    Charlotte, NC
  • 07/2017 → Present
    Mml Investors Services Llc
    Roanoke, VA
  • 07/2017 → Present
    Massmutual Life Insurance Co
    Roanoke, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-05
S63 Uniform Securities Agent State Law Examination 2013-11-07
  • S65 Uniform Investment Adviser Law Examination
    2017-07-05
  • S63 Uniform Securities Agent State Law Examination
    2013-11-07
Other Names
  • Shanda Mahoney
  • Shanda Marie Mahoney

View on SEC IAPD

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