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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-04 |
| IL | RA | APPROVED | 2020-12-03 |
Branch Locations
10339 W Lincoln Hwy, Frankfort, IL 60423 • United States
Buckeye, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 10/2013 | 12/2017 |
| Lasalle St Securities Llc | Frankfort | IL | 12/2017 | 11/2020 |
| Lasalle St Investment Advisors Llc | Elmhurst | IL | 12/2017 | 11/2020 |
| Ameriprise Financial Services Inc | Frankfort | IL | 11/2020 | 11/2020 |
| Ameriprise Financial Services, Llc | Frankfort | IL | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Frankfort | IL | 11/2020 | Present |
Outside Employment; Copper Canyon Golf Course; general golf course duties, Cart maintenance, range assistant, etc.; Weekend golf course work, starter, range assistance, course marshal, cart maintenance; 26577 W Desert Vista Blvd, , Buckeye, AZ, 85396; Not Investment-Related; 01/28/2025; 40 to 59 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-11 |
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