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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-19 |
| MA | RA | APPROVED | 2024-11-14 |
Branch Locations
500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States
257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Marlborough | MA | 08/2013 | Present |
| Pruco Securities, Llc. | Marlborough | MA | 08/2013 | 11/2024 |
| Lpl Enterprise, Llc | Marlborough | MA | 11/2024 | Present |
1) 03/13/2025- Prudential- Property and Casualty- I am licensed to sell P&C, but I am not currently active in that area of business.- inv. related- at Marlborough, MA - start date 10/10/2013- 0hrs/mnth-0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-23 |
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