Heidi Noel Strom

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2024-01-19

WA RA
APPROVED

Since 2024-01-19

Branch Locations

Federal Way, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kms Financial Services, Inc.	Seattle	WA	09/2013	11/2020
Vivienne Strickler / Kms Financial Services In	Seattle	WA	12/2006	06/2020
Securities America, Inc.	Vashon Island	WA	11/2020	05/2022
Securities America Advisors, Inc.	Vashon Island	WA	11/2020	05/2022
Woodbury Financial Services Inc	Vashon	WA	05/2022	01/2024
Osaic Wealth, Inc.	Vashon	WA	01/2024	Present

09/2013 → 11/2020

Kms Financial Services, Inc.

Seattle, WA
12/2006 → 06/2020

Vivienne Strickler / Kms Financial Services In

Seattle, WA
11/2020 → 05/2022

Securities America, Inc.

Vashon Island, WA
11/2020 → 05/2022

Securities America Advisors, Inc.

Vashon Island, WA
05/2022 → 01/2024

Woodbury Financial Services Inc

Vashon, WA
01/2024 → Present

Osaic Wealth, Inc.

Vashon, WA

Previous Registrations

2022-05-02 → 2024-01-19

Woodbury Financial Services, Inc.

Vashon, WA
2020-11-06 → 2022-05-02

Securities America Advisors, Inc.

Vashon Island, WA
2014-01-23 → 2020-11-06

Kms Financial Services, Inc.

Seattle, WA

Kent, WA

Seattle, WA

Other Businesses

1. HEIDI STROM POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2021 ADDRESS: 33810 Weyerhaeuser Way S, Ste 104, Federal Way WA 98001, United States DESCRIPTION: I sell life and long-term care insurance to clients who have a need for this product, if it is a good fit for their financial picture as a whole. 2. RDI FINANCIAL SERVICES, INC POSITION: Vice President NATURE: S-Corporation. I am a 25% shareholder. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/06/2022 ADDRESS: 33810 Weyerhaeuser Way S, Ste 104, Federal Way WA 98001, United States DESCRIPTION: The purpose of this OBA is to disclose DBA RDI Financial Services. This is a partnership that includes myself, Jennifer DeWater, Evan Lewis, and Thomas Kraabel.