Mindy Marie Day

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2019 → 05/2021
  Ameriprise Financial Services, Inc
  West Des Moines, IA
• 10/2008 → 08/2019
  Unemployed
  Los Angeles, CA
• 05/2021 → 09/2024
  Morgan Stanley
  West Des Moines Ia, IA
• 01/2025 → Present
  Ameriprise Financial Services, Llc
  West Des Moines, IA
• 10/2024 → 12/2024
  Unemployed
  West Des Moines, IA

Previous Registrations

• 2021-06-03 → 2024-09-25
  Morgan Stanley
  West Des Moines, IA
• 2020-04-23 → 2021-05-21
  Ameriprise Financial Services, Llc
  West Des Moines, IA
• 2008-07-31 → 2008-10-13
  Convergent Wealth Advisors, Llc
  Beverly Hills, CA

Exams

• S66 Uniform Combined State Law Examination
  2019-09-20
• S65 Uniform Investment Adviser Law Examination
  2008-07-30
• S63 Uniform Securities Agent State Law Examination
  1999-01-21

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Mindy Marie Day
• Mindy Marie Hodges
• Mindy Marie Hodges
• Mindy Marie Day Hodges
• Mindy Marie Day-Hodges
• Mindy M. Day
• Mindy M Day-Hodges
• Mindy M Day