Theodore Trottman

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 09/2017
  Lincoln Financial Advisors Corporation
  Dallas, TX
• 08/2018 → 05/2023
  Prospera Financial Services Inc.
  Dallas, TX
• 10/2017 → 08/2018
  Raa
  Dallas, TX
• 05/2023 → 04/2025
  Rfg Advisory, Llc
  Vestavia Hills, AL
• 05/2023 → 04/2025
  Private Client Services
  Birmingham, AL
• 04/2025 → Present
  Hightower Advisors, Llc
  Plano, TX

Previous Registrations

• 2023-05-15 → 2025-04-17
  Rfg Advisory, Llc
  Vestavia Hills, AL
  Plano, TX
  Plano, TX
• 2018-08-02 → 2023-05-16
  Prospera Financial Services, Inc.
  Dallas, TX
  Dallas, TX
• 2017-10-16 → 2018-08-23
  Raa
  Addison, TX
• 2016-06-16 → 2017-10-10
  Osaic Fa, Inc.
  Addison, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-14
• S63 Uniform Securities Agent State Law Examination
  2016-05-16

Other Names

• Theodore Edward Trottman