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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-09-01
  • MI RA
    APPROVED
    Since 2023-09-01

Branch Locations

12900 Hall Road Suite 415, Sterling Heights, MI 48313 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Royal Oak MI 10/2014 05/2018
Bank Of America, N.A. Royal Oak MI 10/2014 05/2018
Securian Financial Services Inc St. Paul MN 05/2018 12/2021
Minnesota Life Insurance Co St. Paul MN 05/2018 12/2021
Wsfg Southfield MI 05/2018 12/2021
Huntington Investment Company Columbus OH 08/2022 01/2023
Unemployed Shelby MI 01/2022 08/2022
Sagepoint Sterling Heights MI 01/2023 Present
Osaic Wealth, Inc. Sterling Heights MI 09/2023 Present
  • 10/2014 → 05/2018
    Royal Oak, MI
  • 10/2014 → 05/2018
    Bank Of America, N.A.
    Royal Oak, MI
  • 05/2018 → 12/2021
    Securian Financial Services Inc
    St. Paul, MN
  • 05/2018 → 12/2021
    Minnesota Life Insurance Co
    St. Paul, MN
  • 05/2018 → 12/2021
    Wsfg
    Southfield, MI
  • 08/2022 → 01/2023
    Huntington Investment Company
    Columbus, OH
  • 01/2022 → 08/2022
    Unemployed
    Shelby, MI
  • 01/2023 → Present
    Sagepoint
    Sterling Heights, MI
  • 09/2023 → Present
    Sterling Heights, MI
Previous Registrations
  • 2023-01-03 → 2023-09-01
    Osaic Services, Inc.
    Sterling Heights, MI
  • 2022-08-26 → 2023-01-09
    Shelby Township, MI
  • 2018-05-30 → 2021-12-21
    Securian Financial Services, Inc.
    Southfield, MI
  • 2014-11-25 → 2018-05-24
    Royal Oak, MI
    Macomb, MI
    Macomb, MI
    Chicago, IL
    Macomb, MI
    Royal Oak, MI
    Royal Oak, MI
    Farmington Hills, MI
    Dearborn, MI
    Bloomfield Hills, MI
Other Businesses

UHY WEALTH MANAGEMENT POSITION: Director - Retirement Plan Strategies NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/03/2023 ADDRESS: 12900 Hall Road, Suite 417, Sterling Heights MI 48313, United States DESCRIPTION: Client Relation Manager. Strategic retirement planning consulting and coordination.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-24
S63 Uniform Securities Agent State Law Examination 2014-01-31
  • S66 Uniform Combined State Law Examination
    2014-11-24
  • S63 Uniform Securities Agent State Law Examination
    2014-01-31
Other Names
  • Kenneth Wade Hagar

View on SEC IAPD

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