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Stuart Evan Smith

Ameriprise Financial Services, LLC

Leawood, KS

Overland Park, KS

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-30
KS RA APPROVED 2018-05-17
MO RA APPROVED 2018-05-17
  • TX RA
    APPROVED_RES
    Since 2021-10-30
  • KS RA
    APPROVED
    Since 2018-05-17
  • MO RA
    APPROVED
    Since 2018-05-17

Branch Locations

4200 W 115Th St Ste 200, Leawood, KS 66211-2729 • United States

Overland Park, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 05/2016 12/2017
Ameriprise Financial Services Inc Kansas City MO 02/2018 03/2020
Ameriprise Financial Services, Llc Leawood KS 03/2020 Present
  • 05/2016 → 12/2017
    Cuso Financial Services, Lp
    San Diego, CA
  • 02/2018 → 03/2020
    Ameriprise Financial Services Inc
    Kansas City, MO
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Leawood, KS
Previous Registrations
  • 2016-05-09 → 2017-12-31
    Cuso Financial Services, L.P.
    Olathe, KS
  • 2014-03-03 → 2016-05-06
    Edward Jones
    St Louis, MO
    Overland Park, KS
    Overland Park, KS
    Leawood, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-06
  • S66 Uniform Combined State Law Examination
    2014-01-06

View on SEC IAPD

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NATHAN DAVID PAULSON
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MICHAEL FRANK BACA
THOMAS SCOTT WOODWARD

Other Offices

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LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
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