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Joshua David Shafer

Schwab Wealth Advisory, Inc.

San Francisco, CA

Lone Tree, CO

CRD 6253527

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-04
TX RA APPROVED 2025-03-04
  • CO RA
    APPROVED
    Since 2025-03-04
  • TX RA
    APPROVED
    Since 2025-03-04

Branch Locations

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. Greenwood Village CO 01/2015 08/2020
Charles Schwab & Co., Inc. Lone Tree CO 11/2020 Present
Schwab Wealth Advisory, Inc. Lone Tree CO 02/2025 Present
  • 01/2015 → 08/2020
    Gwfs Equities, Inc.
    Greenwood Village, CO
  • 11/2020 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 02/2025 → Present
    Schwab Wealth Advisory, Inc.
    Lone Tree, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-08
S63 Uniform Securities Agent State Law Examination 2013-12-23
  • S65 Uniform Investment Adviser Law Examination
    2022-11-08
  • S63 Uniform Securities Agent State Law Examination
    2013-12-23
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst
Other Names
  • Joshua Shafer

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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