Herbert Chen

Employer firm

Oneseven CRD 283087

$7.72B regulatory AUM 12 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 02/2019
  Merrill Lynch
  Columbus, OH
• 02/2019 → 03/2022
  Raymond James Financial Services, Inc.
  Columbus, OH
• 02/2019 → 03/2022
  Raymond James Financial Services Advisors, Inc.
  Columbus, OH
• 01/2012 → Present
  Phoenix Group 88
  Columbus, OH
• 06/2012 → Present
  Midwest Holdings
  Westerville, OH
• 04/2022 → Present
  Mgo One Seven Dba Chen Wealth Services, Llc
  Beachwood, OH
• 04/2022 → Present
  Fortune Financial Services
  Monaca, PA

Previous Registrations

• 2019-02-15 → 2022-04-13
  Raymond James Financial Services Advisors, Inc
  Columbus, OH
  Columbus, OH
• 2013-12-11 → 2019-02-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbus, OH

Other Businesses

(1)MGO One Seven dba Chen Wealth Services, LLC. St Petersburg FL. Investment Related. DBA for Financial Advisory Business. Business Owner. Started 2/19/2019. Majority of time spent. (2)Phoenix Group 88. Investment Related. Columbus, OH. Real Estate Investment Owner/General Partner. Started 1/2012. 2 hours/month; 2 hours/month during trading hours. Manage real estate properties and collect rent. (3)Rental Real Estate. Tampa, FL. Investment Related. Real Estate Investment. Partner. Started 1/15/2010. 0-1 hours/month. 0-1 hours/month during trading hours. Jointly owner with Rob and Nancy Reilly. They manage day-to-day condo rental lease. (4)Loud Capital. Columbus, OH. Investment Related. Personal/Private Investment. Passive Investor. Started 9/5/2019. 0-1 hours/month. 0-1 hours/month during trading hours. (5)Midwest Holdings. Columbus, OH. Investment Related. Personal/Private Investment. Passive Investor. Started 5/31/2012. 0-1 hours/month. 0-1 hours/month during trading hours. (6)Riverside Methodist Hospital Development Board. Non Investment Related. Board Member/Officer/Director. Columbus, OH. Started 8/2021. 8 hours/month. 0 hours/during trading hour. Advocacy of Ohio Health, fundraising, recruitment of new board members. (7) Fortune Financial Services. Monaca, PA. Investment Related. Broker Dealer. Registered Rep. Started 4.2022. (8) Black Gold Capital. Columbus, OH. Investment Related. Personal/Private Equity Investment. Passive Investor. Started 01/2023. 0 hours/month. 0 hours/month during trading hours. (9) Signature Place Condo Board member and Treasurer - start 3/10/2025 - 3 hour/week during trading hours (10) Signature Place Condo Board, Not Investment Related. Non-Profit. Treasurer and Board Member. Started 03/2025. 3hrs/month.

Exams

• S66 Uniform Combined State Law Examination
  2013-12-10