Charles Douglas

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1994 → Present
  Mircrotax
  Sugar Grove, IL
• 08/1999 → 12/2022
  Cable Professionals Inc.
  Sugar Grove, IL
• 10/2013 → 09/2025
  Avantax Investment Services, Inc.
  Sugar Grove, IL
• 01/2015 → 09/2025
  Avantax Advisory Services
  Sugar Grove, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Sugar Grove, IL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-01-30 → 2025-09-05
  Avantax Advisory Services
  Sugar Grove, IL

Other Businesses

1) Microtax~'NIR'~91 Sugar Ln, Unit 4~Sugar Grove~IL~60554~Tax Preparation/Accounting~President~8/1/1994~60hrs~60hrs~Accounting, Bookkeeping, Tax Preparation and Payroll.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-01-15
• S63 Uniform Securities Agent State Law Examination
  2013-12-20