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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-17
WI RA APPROVED 2013-12-19
  • TX RA
    APPROVED_RES
    Since 2022-12-17
  • WI RA
    APPROVED
    Since 2013-12-19

Branch Locations

Monroe, WI • United States

765 10Th Avenue Court, Monroe, WI 53566 • United States

1 Parker Place, Janesville, WI 53545 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Monroe WI 10/2013 Present
Thrivent Financial Appleton WI 03/2014 Present
Other Businesses

KIWANIS CLUB OF MONROE POSITION: Treasurer NATURE: Kiwanis is a global organization of volunteers dedicated to improving the world, one child and one community at a time. We support local activities in whichyouth are involved.Our funding comes from membership dues, fundraising efforts, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2016 ADDRESS: 1627 12th Ave, Monroe WI 53566 DESCRIPTION: I will be providing duties associated with a treasurer with the exception of handling money and paying bills. Those activities will still be fulfilled by former treasurer. I will be providing reports on financial activities of the club--tracking inflow and outflow of funds as well as account balances. TRAIL LIFE USA POSITION: Committee Chair NATURE: Trail Life USA is a Christian-based outdoor adventure and character development organization for boys. It aims to help boys grow in their faith, leadership, and life skills through a variety of outdoor activities, mentoring, and service projects. The program focuses on building character, promoting strong family values, and providing opportunities for boys to develop physical, mental, and spiritual strength. Trail Life USA offers different levels of programs for boys from kindergarten through high school. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2025 ADDRESS: 222 Old Argyle Rd, Monroe WI 53566, United States DESCRIPTION: A Troop Leader in Trail Life USA plays a key role in guiding and mentoring boys within the troop. Their responsibilities include: Spiritual and Moral Guidance: Encouraging boys in their Christian faith and helping them live out the organization's values.Activity Planning and Supervision: Organizing and leading outdoor adventures, service projects, and other activities that promote skill development and character building.Mentorship: Providing personal leadership and guidance, helping boys grow in leadership skills, responsibility, and teamwork.Safety and Logistics: Ensuring all activities are safe and well-prepared, including overseeing the physical well-being of the boys during outings.Communication with Parents: Keeping parents informed about the troop's activities, progress, and any needs or concerns.Overall, a Troop Leader is responsible for fostering a supportive and structured environment where boys can develop their faith, character, and outdoor skills.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-18
  • S66 Uniform Combined State Law Examination
    2013-12-18

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