Shea Lynn Dersham

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 01/2022
  Wells Fargo Bank Na
  Fort Worth, TX
• 09/2013 → 11/2016
  Wells Fargo Advisors Llc
  Fort Worth, TX
• 11/2016 → 01/2022
  Wells Fargo Clearing Services, Llc
  Fort Worth, TX
• 01/2022 → 03/2023
  Schwab Private Client Investment Advisory
  Westlake, TX
• 01/2022 → Present
  Charles Schwab & Co., Inc.
  Ft. Worth, TX
• 03/2023 → Present
  Charles Schwab Bank, Ssb
  Ft. Worth, TX
• 11/2023 → Present
  Charles Schwab Premier Bank
  Ft. Worth, TX

Previous Registrations

• 2022-01-24 → 2023-03-20
  Schwab Wealth Advisory, Inc.
  San Francisco, CA
  Westlake, TX
• 2013-12-05 → 2022-01-11
  Wells Fargo Clearing Services, Llc
  Fort Worth, TX
  Fort Worth, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-12-05
• S63 Uniform Securities Agent State Law Examination
  2013-11-13

Other Names

• Shea Dersham