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Kristen D Ellis

Pnc Capital Advisors LLC

Charlotte, NC

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Current Employers
Pnc Capital Advisors Llc

One East Pratt Street Fifth Floor - East, Baltimore, MD 21202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-03-22
  • NC RA
    APPROVED
    Since 2021-03-22

Branch Locations

4720 Piedmont Row Drive Suite 200, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Funds Distributor, Llc Charlotte NC 12/2013 05/2019
Pnc Capital Advisors, Llc Charlotte NC 06/2013 05/2019
Pnc Institutional Investments Charlotte NC 08/2012 05/2019
Newport Group, Inc. Walnut Creek CA 05/2019 11/2020
Newport Group Securities, Inc. Lake Mary FL 05/2019 11/2020
Pnc Capital Markets, Llc Pittsburgh PA 01/2021 Present
Pnc Bank Pittsburgh PA 01/2021 Present
Pnc Capital Advisors, Llc Baltimore MD 01/2021 Present
  • 12/2013 → 05/2019
    Pnc Funds Distributor, Llc
    Charlotte, NC
  • 06/2013 → 05/2019
    Pnc Capital Advisors, Llc
    Charlotte, NC
  • 08/2012 → 05/2019
    Pnc Institutional Investments
    Charlotte, NC
  • 05/2019 → 11/2020
    Newport Group, Inc.
    Walnut Creek, CA
  • 05/2019 → 11/2020
    Newport Group Securities, Inc.
    Lake Mary, FL
  • 01/2021 → Present
    Pnc Capital Markets, Llc
    Pittsburgh, PA
  • 01/2021 → Present
    Pnc Bank
    Pittsburgh, PA
  • 01/2021 → Present
    Pnc Capital Advisors, Llc
    Baltimore, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-24
  • S66 Uniform Combined State Law Examination
    2014-04-24

View on SEC IAPD

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