Harry Jacob Sammons

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 09/2016
  Intercoastal Capital Markets
  Boca Raton, FL
• 10/2016 → 11/2020
  Piper Jaffray & Co.
  Chicago, IL
• 11/2020 → 04/2022
  Incapital Llc
  Chicago, IL
• 04/2022 → 04/2023
  Hi-Line Capital Management, Llc
  Watertown, SD
• 08/2023 → Present
  The Prudential Insurance Company Of America
  Downers Grove, IL
• 08/2023 → 11/2024
  Pruco Securities, Llc
  Downers Grove, IL
• 04/2023 → 08/2023
  Unemployed
  Chicago, IL
• 11/2024 → Present
  Lpl Enterprise, Llc
  Downers Grove, IL

Previous Registrations

• 2023-08-21 → 2024-11-14
  Pruco Securities, Llc.
  Downers Grove, IL

Other Businesses

1) 12/16/2024-Prudential-Life Insurance Sales Representative-Non-Variable Insurance; Life Insurance Sales Representative-Inv Related-At Newark, NJ-Start date 12/16/2024-5hrs/mth-5 hrs during trading 2) 05/02/2025- St.Thomas Aquinas- Non-Profit Board Member- As a board member, I am in charge of being a liason to futher fundraising for the school.- not inv. related- at Fort Lauderdale, FL- start date 04/14/2025- 3hrs/mnth-3hrs during trading 3) 06/17/2026-Velocity Wealth Enhancement Advisors-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/15/2026-160hrs/mth-120hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-12
• S63 Uniform Securities Agent State Law Examination
  2013-11-01

Other Names

• Jacob Sammons
• Harry Jacob Sammons