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Sei Investments Management Corp CRD 105146
$216B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Freedom Valley Drive, Oaks, PA 19456 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-06-24 |
| IL | RA | APPROVED | 2022-06-23 |
Branch Locations
One Freedom Valley Drive, Oaks, PA 19456 • United States
351 West Hubbard Street Suite 501, Chicago, IL 60654 • United States
Chicago, IL • United States
1285 Avenue Of The Americas, New York, NY 10019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-11-15 |
Branch Locations
One North Wacker Drive, Chicago, IL 60606 • United States
1285 Avenue Of The Americas, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Global Asset Management | Chicago | IL | 10/2013 | 03/2022 |
| Sei Investments Distribution Co. | Oaks | PA | 04/2022 | Present |
| Sei Investments Management Corp. | Oaks | PA | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-01 |
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