Shannon Schaffer

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2018-08-31

AZ RA
APPROVED

Since 2018-08-31

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Mesa, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Learnvest Planning Services	Scottsdale	AZ	06/2014	Present
Northwestern Mutual Investment Services, Llc	Scottsdale	AZ	08/2018	Present
Northwestern Mutual Life Insurance Company	Milwaukee	WI	07/2018	Present
Jeanne's School Of Dance	Chandler	AZ	08/2014	Present

06/2014 → Present

Learnvest Planning Services

Scottsdale, AZ
08/2018 → Present

Northwestern Mutual Investment Services, Llc

Scottsdale, AZ
07/2018 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
08/2014 → Present

Jeanne's School Of Dance

Chandler, AZ

Previous Registrations

2014-01-24 → 2018-06-11

Learnvest Planning Services, Llc

Tempe, AZ

Scottsdale, AZ

Other Businesses

Jeanne's School of Dance, Not Investment Related, 2051 N Arizona Ave, Chandler, AZ 85225, Dance Studio, Duties - Dance Teacher, Front desk staff and take payments, Start 8/2014, 80 hours per month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-09-30

S65 Uniform Investment Adviser Law Examination

2013-09-30

Other Names

Shannon Elizabeth Schaffer
Shannon Elizabeth Mcclure

View on SEC IAPD