Michael Russell Huerta

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Lpl Financial Llc
  Ogden, UT
• 12/2015 → Present
  Mountain America Credit Union
  Ogden, UT

Previous Registrations

• 2013-12-06 → 2015-11-24
  Wells Fargo Clearing Services, Llc
  Clearfield, UT
  Salt Lake City, UT
  Roy, UT
  Ogden, UT

Other Businesses

1. 12/11/2015 - Oh Snap! Photography - Not Investment Related - Home Based - Other-Business Owner - Member/Manager - Started 08/27/2012 - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 1% - Photography business that does portrait and event photography. 2. 12/11/2015 - Mountain America Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11-16-2015 - Time Spent 10% - Fixed annuities, life insurance, medicare. 3. 11/5/2019 - Mountain America Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/04/2019 - 40 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-12-05
• S63 Uniform Securities Agent State Law Examination
  2013-11-14