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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-02-13
TX RA APPROVED_RES 2023-02-10
NM RA APPROVED 2013-12-05
  • CO RA
    APPROVED
    Since 2023-02-13
  • TX RA
    APPROVED_RES
    Since 2023-02-10
  • NM RA
    APPROVED
    Since 2013-12-05

Branch Locations

3401 Coors Blvd Nw, Albuquerque, NM 87120 • United States

221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States

9390 Coors Blvd Nw, Albuquerque, NM 87114 • United States

239 W Hwy 550, Bernalillo, NM 87004 • United States

100 E Broadway, Farmington, NM 87401 • United States

201 N 1St St, Grants, NM 87020 • United States

4601 E Main St Ste 1, Farmington, NM 87402 • United States

101 S Main St, Belen, NM 87002 • United States

3801 4Th St Nw, Albuquerque, NM 87107 • United States

1027 Main St Se, Los Lunas, NM 87031 • United States

4110 Meadowlark Ln Se, Rio Rancho, NM 87124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Rio Rancho NM 02/2011 Present
Wells Fargo Advisors Llc Rio Rancho NM 09/2013 11/2016
Wells Fargo Clearing Services, Llc Rio Rancho NM 11/2016 Present
  • 02/2011 → Present
    Wells Fargo Bank, Na
    Rio Rancho, NM
  • 09/2013 → 11/2016
    Wells Fargo Advisors Llc
    Rio Rancho, NM
  • 11/2016 → Present
    Rio Rancho, NM
Other Businesses

RENTAL PROPERTY; INV RELATED; RIO RANCHO, NM; 100% OWNERSHIP; 05/2025; 1 HOUR PER MONTH; 0 DURING TRADING; RENTAL PROPERTY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-04
S63 Uniform Securities Agent State Law Examination 2013-11-13
  • S65 Uniform Investment Adviser Law Examination
    2013-12-04
  • S63 Uniform Securities Agent State Law Examination
    2013-11-13
Other Names
  • John David Tapper
  • John David Tapper

View on SEC IAPD

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