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Diana Alvarez

Citigroup Global Markets Inc.

Miami, FL

Miami, FL

CRD 6252168

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-18
  • FL RA
    APPROVED
    Since 2023-07-18

Branch Locations

Citi Wealth Management, Sales 13430 S.W. 120 Street, Miami, FL 33186 • United States

Cwm Retail, Sales 8750 Doral Boulevard, Main Floor, Miami, FL 33178 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Miami FL 03/2012 10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 10/2022 07/2023
Citigroup Miami FL 07/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-01
S63 Uniform Securities Agent State Law Examination 2016-04-05
  • S66 Uniform Combined State Law Examination
    2020-12-01
  • S63 Uniform Securities Agent State Law Examination
    2016-04-05
Other Names
  • Diana Vidal
  • Diana Vidalhernandez
  • Diana Vidal Hernandez

View on SEC IAPD

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