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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-05-02
GA RA APPROVED 2013-11-21
  • TX RA
    APPROVED
    Since 2014-05-02
  • GA RA
    APPROVED
    Since 2013-11-21

Branch Locations

3 Skidaway Village Sq, Savannah, GA 31411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Savannah GA 07/2008 Present
Bank Of America, N.A. Savannah GA 01/2014 Present
Other Businesses

I*83921 For profit or not for profit: Non-Profit Organization Name of outside business organization: Salvation Army Investment related: N Address of business: Savannah, Georgia 31401 Nature of business: Charitable Organization, Position, title, association: Officer, Start date of relationship: 7/29/2015 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Salvation Army has programs to help homeless men, women, and children. They also provide a drug rehabilitation program, and re entry program for former prisoners. I sit on the local advisory board. I*674 For profit or not for profit: Governmental or Public Purpose Entity Name of outside business organization: Georgia Army National Guard Investment related: N Address of business: Ft Benning, Georgia 31905 Nature of business: GA National Guard, Position, title, association: CPT, Start date of relationship: 11/22/2010 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Officer in National Guard I*102479 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HERITAGE TRUST INVESTMENT RELATED: Y ADDRESS OF BUSINESS: SAVANNAH, GEORGIA 31405 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 12/1/2016 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRUSTEE FOR FATHER'S TRUST

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-20
  • S66 Uniform Combined State Law Examination
    2013-11-20
Other Names
  • Roland Kenneth Towery

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