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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-05-02 |
| GA | RA | APPROVED | 2013-11-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Savannah | GA | 07/2008 | Present |
| Bank Of America, N.A. | Savannah | GA | 01/2014 | Present |
I*83921 For profit or not for profit: Non-Profit Organization Name of outside business organization: Salvation Army Investment related: N Address of business: Savannah, Georgia 31401 Nature of business: Charitable Organization, Position, title, association: Officer, Start date of relationship: 7/29/2015 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Salvation Army has programs to help homeless men, women, and children. They also provide a drug rehabilitation program, and re entry program for former prisoners. I sit on the local advisory board. I*674 For profit or not for profit: Governmental or Public Purpose Entity Name of outside business organization: Georgia Army National Guard Investment related: N Address of business: Ft Benning, Georgia 31905 Nature of business: GA National Guard, Position, title, association: CPT, Start date of relationship: 11/22/2010 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Officer in National Guard I*102479 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HERITAGE TRUST INVESTMENT RELATED: Y ADDRESS OF BUSINESS: SAVANNAH, GEORGIA 31405 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 12/1/2016 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRUSTEE FOR FATHER'S TRUST
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-20 |
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