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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-10
  • NJ RA
    APPROVED
    Since 2023-08-10

Branch Locations

60 Columbia Road Building B, Suite 200, Morristown, NJ 07960 • United States

Morristown, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Roseland NJ 10/2013 07/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 07/2017
Mml Investors Services, Llc Roseland NJ 03/2017 07/2017
Securian Financial Services In St Paul MN 07/2017 08/2023
Allied Wealth Partners East Hanover NJ 07/2017 Present
Minnesota Life Insurance Company St Paul MN 07/2017 08/2023
Cetera Wealth Services, Llc Morristown NJ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 10/2013 → 07/2017
    Metlife Securities Inc.
    Roseland, NJ
  • 07/2016 → 07/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 07/2017
    Roseland, NJ
  • 07/2017 → 08/2023
    Securian Financial Services In
    St Paul, MN
  • 07/2017 → Present
    Allied Wealth Partners
    East Hanover, NJ
  • 07/2017 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Morristown, NJ
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-07-24 → 2023-08-10
    Securian Financial Services, Inc.
    Morristown, NJ
    St. Paul, MN
  • 2017-03-25 → 2017-07-19
    Roseland, NJ
  • 2015-01-06 → 2017-03-25
    Msi Financial Services, Inc.
    Roseland, NJ
Other Businesses

ALLIED WEALTH PARTNERS POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2017 ADDRESS: , East Hanover NJ , United States DESCRIPTION: Independent Contractor STONYS POSITION: Partner NATURE: Food/Beverage Service INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 8166 shore dr, Norfolk VA 23518, United States DESCRIPTION: I was gifted 5% ownership in my families restaurant in Virginia. I am a silent partner with no capital invested.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-13
S63 Uniform Securities Agent State Law Examination 2013-11-25
  • S66 Uniform Combined State Law Examination
    2014-11-13
  • S63 Uniform Securities Agent State Law Examination
    2013-11-25

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