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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2019-07-23 |
Branch Locations
8161 Maple Lawn Blvd Suite 400, Fulton, MD 20759 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
283 Constitution Dr Suite 600, Virginia Beach, VA 23462 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planning Solutions Group | Fulton | MD | 09/2013 | 07/2019 |
| Triad Advisors, Inc. | Norcross | GA | 09/2013 | 07/2019 |
| Lpl Financial Llc | Fulton | MD | 07/2019 | 06/2025 |
| Wealth Enhancement Group | Fulton | MD | 07/2019 | Present |
| Wealth Enhancement Advisory Services, Llc | Fulton | MD | 07/2019 | Present |
| Wealth Enhancement Brokerage Services | Fulton | MD | 07/2019 | Present |
Non-Variable Insurance - WEALTH ENANCEMENT GROUP - Investment Related - Fulton, MD. WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 8/1/2019 - 160 Hours Per Month/80 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-07-01 |
| S65 | Uniform Investment Adviser Law Examination | 2015-07-13 |
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