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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-03-04 |
Branch Locations
1295 State Street, Springfield, MA 01111 • United States
Ottumwa, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2013 | 02/2025 |
| Massmutual | Ottumwa | IA | 02/2025 | Present |
| Mml Investors Services, Llc | Ottumwa | IA | 03/2025 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2018 | 02/2025 |
NAME: Gale Hopkins INV REL: N ADD: Residential Address NATURE: selling various household items via eBay/Facebook Marketplace. Items are primarily, but not limited to, consumer electronics or media items (movies, video games, etc.). POSITION: Seller START DATE: 01/01/2017 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Listing, selling, shipping items sold on eBay/Facebook Marketplace
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-23 |
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