Lee Marvin Mcneill

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-04-21
NV	RA	APPROVED	2016-05-06

TX RA
APPROVED_RES

Since 2017-04-21
NV RA
APPROVED

Since 2016-05-06

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated(	Las Vegas	NV	04/2016	Present
Bank Of America, N.A.	Las Vegas	NV	07/2016	Present

04/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated(

Las Vegas, NV
07/2016 → Present

Bank Of America, N.A.

Las Vegas, NV

Previous Registrations

2015-11-13 → 2016-02-02

Edward Jones

Haslet, TX

St Louis, MO

Haslet, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-02
S63	Uniform Securities Agent State Law Examination	2013-11-07

S66 Uniform Combined State Law Examination

2015-10-02
S63 Uniform Securities Agent State Law Examination

2013-11-07

Other Names

Lee Marvin Mcneill
Lee Marvin Mcneill
Lee Marvin Mcneill
Lee Marvin Mcneill
Lee Marvin Mcneill

View on SEC IAPD