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Aubrey Jean Socha

Schwab Wealth Advisory, Inc.

Westlake, TX

San Francisco, CA

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-30
  • TX RA
    APPROVED
    Since 2024-07-30

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Colorado Springs CO 05/2015 11/2016
Fidelity Brokerage Services Llc Broomfield CO 01/2017 10/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 10/2019
Capital Advisors, Inc Oklahoma City OK 10/2019 07/2024
Quasar Distributors, Llc Milwaukee WI 12/2019 10/2022
Schwab Wealth Advisory, Inc. Westlake TX 07/2024 Present
Charles Schwab & Co., Inc. Westlake TX 07/2024 Present
  • 05/2015 → 11/2016
    Fidelity Investments
    Colorado Springs, CO
  • 01/2017 → 10/2019
    Fidelity Brokerage Services Llc
    Broomfield, CO
  • 07/2018 → 10/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 10/2019 → 07/2024
    Capital Advisors, Inc
    Oklahoma City, OK
  • 12/2019 → 10/2022
    Quasar Distributors, Llc
    Milwaukee, WI
  • 07/2024 → Present
    Schwab Wealth Advisory, Inc.
    Westlake, TX
  • 07/2024 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-31
S63 Uniform Securities Agent State Law Examination 2014-04-21
  • S66 Uniform Combined State Law Examination
    2015-03-31
  • S63 Uniform Securities Agent State Law Examination
    2014-04-21
Designations
Other Names
  • Aubrey Jean Wood
  • Aubrey Wood
  • Aubrey Socha

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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