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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-10-20 |
| TX | RA | APPROVED | 2022-10-20 |
Branch Locations
2308 56Th Ave West, Bettendorf, IA 52722 • United States
Donahue, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Chandler | AZ | 06/2016 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 08/2016 | 10/2022 |
| Rbc Capital Markets, Llc | Davenport | IA | 10/2022 | Present |
1) NAME OF ENTITY: Mississippi Valley FCA of Iowa ADDRESS: 1700 E Blackhawk Trail, Eldridge, IA 52748 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: FCA is a non-profit ministry that tries to reach coaches and athletes with the gospel CAPACITY: Board of Directors * START DATE: 11/02/22 DUTIES: I serve on the finance and event committee and help oversee the big picture operations on the local non-profit. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Sacred City Church ADDRESS: 2822 Eastern Ave, Davenport, IA 52803 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-profit church that I am a member at CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 11/02/22 DUTIES: I will analyze the balance sheet and help make budget decisions for the Church. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: SRS Holdings, LLC ADDRESS: 27798 102ND AVE, DONAHUE, IA 52746 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: an app to initiate and promote reading the bible START DATE: 06.02.23 CAPACITY: Owner - Passive, Officer, Director DUTIES: I will be making high level directional decisions, but am letting the employee(s) run with the idea and creation of the app. I will review/approve/deny things as needed, but am mainly high level. HOURS DEVOTED PER MONTH: 10-20 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) NAME OF ENTITY: Sky Rydes, LLC ADDRESS: 27798 102ND Ave, Donahue, IA 52746 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Van rental business CAPACITY: Owner - Passive START DATE: 03/15/2024 DUTIES: we are passively investing into a van rental business.. a 9 passenger luxury Mercedes sprinter van. HOURS DEVOTED PER MONTH: 1-2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (5) NAME OF ENTITY: Verona Fields LLC ADDRESS: 1394 210th St, Tipton, IA 52772 INVESTMENT/NOT INVESTMENT RELATED: Yes BUSINESS DESCRIPTION: Boutique wedding venue and event center development START DATE: Mar 18, 2026 CAPACITY: Partner DUTIES: Oversee finances, sales, marketing, and operational strategy HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (6) NAME OF ENTITY: Cornerstone Church ADDRESS: 775 E Leclaire Rd, Eldridge, IA 52748 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Religious Institution START DATE: Mar 23, 2026 CAPACITY: Other DUTIES: Serve as a member of the finance committee, guiding financial decisions and building processes and procedures for the church. HOURS DEVOTED PER MONTH: 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-13 |
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