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Mark Charles Kettenhofen

Pacer Advisors, Inc.

Malvern, PA

Ada, MI

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Current Employers
Pacer Advisors, Inc.

500 Chesterfield Parkway, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-01-16
  • PA RA
    APPROVED
    Since 2024-01-16

Branch Locations

500 Chesterfield Parkway, Malvern, PA 19355 • United States

Ada, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management, Inc. Monument CO 09/2013 01/2024
Pacer Financial, Inc. Malvern PA 01/2024 Present
Pacer Advisors, Inc. Malvern PA 01/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-09
  • S66 Uniform Combined State Law Examination
    2014-04-09

View on SEC IAPD

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