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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-27
NH RA APPROVED 2017-09-26
  • TX RA
    APPROVED_RES
    Since 2017-09-27
  • NH RA
    APPROVED
    Since 2017-09-26

Branch Locations

Manchester, NH • United States

100 Federal St, Boston, MA 02110 • United States

157 Main St, Nashua, NH 03060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Manchester NH 09/2013 03/2017
Robbins Farley Llc Manchester NH 03/2017 09/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Concord NH 09/2017 Present
Bank Of America, N.A Concord NH 09/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-14
  • S66 Uniform Combined State Law Examination
    2015-01-14
Other Names
  • Michael Joseph Bernier
  • Michael Bernier

View on SEC IAPD

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