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Current Employers
Ally Invest Advisors

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-11-24
  • FL RA
    APPROVED
    Since 2021-11-24

Branch Locations

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Doral, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Miami FL 10/2014 05/2019
Morgan Stanley Aventura FL 08/2019 08/2021
Ally Invest Securities Llc Charlotte NC 08/2021 Present
Ally Invest Advisors Charlotte FL 10/2021 Present
Uber Technologies, Inc. San Francisco CA 06/2026 Present
Roadie, Inc. Atlanta GA 06/2026 Present
Lyft, Inc. San Francisco CA 07/2026 Present
  • 10/2014 → 05/2019
    Citigroup
    Miami, FL
  • 08/2019 → 08/2021
    Aventura, FL
  • 08/2021 → Present
    Ally Invest Securities Llc
    Charlotte, NC
  • 10/2021 → Present
    Charlotte, FL
  • 06/2026 → Present
    Uber Technologies, Inc.
    San Francisco, CA
  • 06/2026 → Present
    Roadie, Inc.
    Atlanta , GA
  • 07/2026 → Present
    Lyft, Inc.
    San Francisco, CA
Previous Registrations
Other Businesses

Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Specialist - Invest Premier Services. Dually licensed. 08/16/2021 - Present. 30hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts. Gadget Fortress LLC. Non-investment related. 10467 NW 82nd St Unit 14, Doral, FL.33178. Member. 06/17/2025. 0-20 hours/month. Reselling video games online. Roadie, Inc. Non-investment related. 1100 Peachtree ST NE, Atlanta, GA 30309. Driver. Start date: 6/19/2026. 40 hours per month. Package delivery driver. Uber Technologies, Inc. Non-investment related. 1725 3rd Street, San Francisco, CA 94158. Driver. Start date: 6/19/2026. 40 hours per month. Package delivery driver. Lyft, Inc. Non-investment related. 185 Berry Street, Suite 400, San Francisco, CA 94107. Driver. Start Date: 7/16/2026. 25 hours per month. Delivery driver.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-17
S63 Uniform Securities Agent State Law Examination 2015-03-09
  • S66 Uniform Combined State Law Examination
    2017-08-17
  • S63 Uniform Securities Agent State Law Examination
    2015-03-09

View on SEC IAPD

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