Donald Eugene Ponder

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-09-25

TX RA
APPROVED

Since 2024-09-25

Branch Locations

Cypress, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Invesco Distributors, Inc.	Houston	TX	09/2013	08/2024
Invesco Advisers, Inc.	Atlanta	GA	01/2015	08/2024
Principal Funds Distributor, Inc	Des Moines	IA	09/2024	Present

09/2013 → 08/2024

Invesco Distributors, Inc.

Houston, TX
01/2015 → 08/2024

Invesco Advisers, Inc.

Atlanta, GA
09/2024 → Present

Principal Funds Distributor, Inc

Des Moines, IA

Previous Registrations

2015-01-29 → 2024-09-04

Invesco Advisers, Inc.

Houston, TX

Atlanta, GA

Tulsa, OK

Bixby, OK

Keller, TX

Fort Worth, TX

Keller, TX

Other Businesses

Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-01-28

S66 Uniform Combined State Law Examination

2015-01-28

Other Names

Dj Ponder

View on SEC IAPD