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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-15
FL RA APPROVED 2016-03-24
  • TX RA
    APPROVED
    Since 2016-04-15
  • FL RA
    APPROVED
    Since 2016-03-24

Branch Locations

660 Beachland Blvd, Vero Beach, FL 32963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vero Beach FL 09/2013 Present
Bank Of America, N.A. Vero Beach FL 03/2016 Present
Other Businesses

I*2805290, Entity Type: , Name of OBA: N S IRA, Address: Vero Beach, Florida, 32963, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 02-Sep-2025, No Hours: 2 Yearly, No Hours during Trading: 2 Yearly, Duties: I*2805291, Entity Type: , Name of OBA: MRS N J S TOD BENEFICIARIES ON FILE , Address: Vero Beach, Florida, 32963, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 02-Sep-2025, No Hours: 2 Yearly, No Hours during Trading: 2 Yearly, Duties: I*2806279, Entity Type: , Name of OBA: MRS N J S TOD BENEFICIARIES ON FILE , Address: Vero Beach, Florida, 32963, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 02-Sep-2025, No Hours: 2 Yearly, No Hours during Trading: 2 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-15
  • S66 Uniform Combined State Law Examination
    2016-01-15
Other Names
  • Stephanie Juanita Springer

View on SEC IAPD

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