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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-04 |
| CO | RA | APPROVED | 2018-10-31 |
Branch Locations
189 Talisman Dr Ste D, Pagosa Springs, CO 81147 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Pagosa Springs | CO | 01/2014 | 10/2018 |
| Dr Builders Llc | Pagosa Springs | CO | 01/1993 | Present |
| Raymond James Financial Services Advisors Inc. | Pagosa Springs | CO | 06/2014 | 10/2018 |
| Scott Strategic Investments Llc | Pagosa Springs | CO | 10/2013 | Present |
| Lpl Financial, Llc | Pagosa Springs | CO | 10/2018 | Present |
1) 02/01/2007 - DBA for LPL Business (entity for LPL business) - Scott Strategic Investments LLC - 100% - INVESTMENT RELATED - PAGOSA SPRINGS, CO 81147 2) 01/01/2017 - Non-Variable Insurance - ANTHONY DOCTOR - 3HRS/MO - INVESTMENT RELATED - FORT LAUDERDALE, FL 33334 3) 01/01/1991 - Business Owner - DR BUILDERS, LLC - 95% - NOT INVESTMENT RELATED - PAGOSA SPRINGS, CO 81147 4) 10/26/2011 - Real Estate Rental - ALPINE REAL ESTATE LLC - 85 Cloudcap Ave, Pagosa Springs, CO 81147 - INVESTMENT RELATED - PAGOSA SPRINGS, CO 81147 5) 01/22/2025- Area Best Heating and Air - Outside/W-2 Employment - Not Investment Related - Mobile Service/ CO - Start Date 01/20/2025 - 50 hours per month/ 2 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-11 |
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