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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-10-31 |
| TX | RA | APPROVED | 2018-10-31 |
Branch Locations
189 Talisman Dr Ste D, Pagosa Springs, CO 81147 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Pagosa Springs | CO | 02/2007 | 10/2018 |
| Raymond James Financial Services Advisors, Inc | Pagosa Springs | CO | 01/2009 | 10/2018 |
| Dsd Investments, Llc. | Pagosa Springs | CO | 02/2007 | Present |
| Scott Strategic Investments | Pagosa Springs | CO | 09/2007 | Present |
| Lpl Financial, Llc | Pagosa Springs | CO | 10/2018 | Present |
1. 10/31/2018 - No Business Name - Investment Related - Real Estate Rental - Started 2016 - Owns land with wife, and leases it to oil companies. 2. 10/31/2018 - SSI Minerals LLC - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Manager - Business Entity For Tax. 3. 10/31/2018 - DSD INVESTMENTS LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Managing Member - Started 2007. 4. 10/31/2018 - No Business Name - 1000 Corporate Drive suite 700 Fort Lauderdale FL 33334 - Non-Variable Insurance - Started 2017 - Guaranteed Whole Life, Disability and Long Term Care. 5. 10/31/2018 - Scott Strategic Investments LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/07 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 6. 10/31/2018 - House Properties LP - Investment Related - Mill Valley CA 94941 - Real Estate Rental - Started 2010. 7. 1/22/2020 - SBG, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - President - Started 01/21/2020 - 4 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-02 |
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