Kelly S Ernico

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  M&T Securities
  State College, PA
• 10/2006 → Present
  M&T Bank
  State College, PA
• 06/2021 → Present
  Lpl Financial Llc
  Philipsburg, PA

Previous Registrations

• 2019-03-11 → 2021-06-09
  M&T Securities, Inc.
  State College, PA
  Williamsport, PA
  Leesburg, VA
  Tyrone, PA
  State College, PA
  Bellefonte, PA
  Philipsburg, PA
  Baltimore, MD

Other Businesses

1. 06/09/2021 - KC Kettle Corn - Outside/W-2 Employment - Not Investment Related - Flemington, PA - Start Date 1/1/2006 - Time Spent 1% 2. 06/09/2021 - Wilmington Advisors @ M&T - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3. 11/08/2023 - Real Estate Rental - Investment Related - Bellefonte, PA - Start Date 11/01/2023 - 6 Hours Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-03-09
• S63 Uniform Securities Agent State Law Examination
  2013-12-16