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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-10 |
| NY | RA | APPROVED | 2022-05-03 |
| NC | RA | APPROVED | 2022-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T | Pinehurst | NC | 08/2013 | 02/2021 |
| Bb&T Securities, Llc | Richmond | VA | 01/2018 | 02/2021 |
| Truist Investment Services, Inc. | Pinehurst | NC | 02/2021 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Pinehurst | SC | 05/2022 | Present |
RENTAL PROPERTY, INV RELATED, BLACK MOUNTAIN, NC, 50% OWNERSHIP, START 3/20/2020, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING. THE SUNRISE PRESERVATION GROUP; INV RELATED;SOUTHERN PINES,NC; ARTS AND MUSIC ; FINANCE COMMITTE; START DATE: 02/20/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING; THE SUNRISE PRESERVATION GROUP; INV RELATED;SOUTHERN PINES,NC; TREASURER; START DATE: 03/16/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;| OCEAN ISLE BEACH CONDO ; INV RELATED;OCEAN ISLE,NC; 100% OWNERSHIP; START DATE: 03/16/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-17 |
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