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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-10
NY RA APPROVED 2022-05-03
NC RA APPROVED 2022-05-03
  • TX RA
    APPROVED_RES
    Since 2022-05-10
  • NY RA
    APPROVED
    Since 2022-05-03
  • NC RA
    APPROVED
    Since 2022-05-03

Branch Locations

100 Turnberry Way, Pinehurst, NC 28374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Pinehurst NC 08/2013 02/2021
Bb&T Securities, Llc Richmond VA 01/2018 02/2021
Truist Investment Services, Inc. Pinehurst NC 02/2021 05/2022
Wells Fargo Clearing Services, Llc Pinehurst SC 05/2022 Present
  • 08/2013 → 02/2021
    Bb&T
    Pinehurst, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 02/2021 → 05/2022
    Truist Investment Services, Inc.
    Pinehurst, NC
  • 05/2022 → Present
    Pinehurst, SC
Previous Registrations
  • 2021-02-17 → 2022-05-04
    Atlanta, GA
    Pinehurst, NC
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Pinehurst, NC
    Richmond, VA
  • 2014-01-21 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Pinehurst, NC
    Pinehurst, NC
Other Businesses

RENTAL PROPERTY, INV RELATED, BLACK MOUNTAIN, NC, 50% OWNERSHIP, START 3/20/2020, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING. THE SUNRISE PRESERVATION GROUP; INV RELATED;SOUTHERN PINES,NC; ARTS AND MUSIC ; FINANCE COMMITTE; START DATE: 02/20/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING; THE SUNRISE PRESERVATION GROUP; INV RELATED;SOUTHERN PINES,NC; TREASURER; START DATE: 03/16/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;| OCEAN ISLE BEACH CONDO ; INV RELATED;OCEAN ISLE,NC; 100% OWNERSHIP; START DATE: 03/16/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-17
  • S66 Uniform Combined State Law Examination
    2014-01-17

View on SEC IAPD

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