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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-01 |
| TX | RA | APPROVED | 2023-12-01 |
Branch Locations
301 University Ave 2Nd Fl, Palo Alto, CA 94301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sacramento | CA | 09/2013 | 04/2018 |
| Wells Fargo Clearing Services, Llc | Palo Alto | CA | 05/2018 | 10/2020 |
| Morgan Stanley Smith Barney Llc | Palo Alto | CA | 10/2020 | 12/2023 |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2020 | 12/2023 |
| Wells Fargo Clearing Services, Llc | Palo Alto | CA | 12/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-08 |
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